Writings by Topic: SEC

Title Date
Preet's Proposal (1 comment) October 9, 2018
Harvard-Goldman Sachs-NFL Insider Trading Case September 4, 2018
Chris Collins and the Law August 13, 2018
CFPB Salaries (1 comment) April 8, 2018
IPO Brain Damage (1 comment) September 19, 2017
Stewart on Martoma September 15, 2017
SEC Splits on Insider Trading (1 comment) July 17, 2017
Cooperman's Incentives (1 comment) May 19, 2017
The Cooperman Geography September 21, 2016
Elizabeth Warren Versus Steven Cohen April 25, 2016
Richard Epstein on Insider Trading Law March 23, 2016
SEC and Leon Cooperman March 22, 2016
SEC Returns $21.5 Million Penalty to Hedge Fund February 11, 2016
Circuit Split on Insider Trading January 19, 2016
St. Joe October 28, 2015
Preet Drops Charges Against Steinberg, Others (1 comment) October 22, 2015
Clawback's Consequences July 15, 2015
Insider Trading at the Supreme Court (2 comments) November 11, 2014
The Latest Insider Trading Stretch (1 comment) October 1, 2014
Buffett's Noncompliance August 22, 2014
Icahn Insider Trading (2 comments) June 2, 2014
Department of Justice Revolving Door April 29, 2014
Hurricane Carter and Michael Steinberg (2 comments) April 23, 2014
Lipton Blames Activist Hedge Funds for Unemployment, Low Growth April 9, 2014
SEC Retirement Speech April 9, 2014
Forbes on Levitt (1 comment) January 24, 2014
Bloomberg on the SEC Budget January 15, 2014
Steinberg Insider Trading Case Goes Too Far (2 comments) December 19, 2013
Two on JPMorgan Chase (3 comments) September 25, 2013
The SEC's Compensation Rule (1 comment) September 22, 2013
Revolving Door Tax (2 comments) March 5, 2013
S and P and the SEC (1 comment) February 6, 2013
Icahn on Shortsellers and Regulators January 25, 2013
SEC and Egan-Jones (1 comment) January 23, 2013
Ackman, the SEC, and Herbalife January 9, 2013
SEC Clears David Sokol January 3, 2013
Review: The Financial Crisis And The Free Market Cure: Why Pure Capitalism Is The World Economy's Only Hope (2 comments)
by John A. Allison
October 5, 2012
Henry Paulson Meeting Is Probed September 13, 2012
Hedge Fund Advertising September 6, 2012
The Times' Quintuple Standard (8 comments) August 17, 2012
SEC Revolving Door April 1, 2012
Facebook and the SEC (1 comment) February 1, 2012
The Rehabilitation of Rattner (2 comments) December 22, 2011
SEC Vs. Syron (1 comment) December 16, 2011
Disclosing Longs and Shorts December 8, 2011
More on Buffett, Secrecy, and the SEC November 16, 2011
Buffett's Secret November 15, 2011
Congressional Insider Trading November 15, 2011
Buffett's Waivers November 14, 2011
Jobs Report and Obama (2 comments) September 2, 2011
REITS and the Cost of Regulation (2 comments) September 1, 2011
Regulating the Raters (3 comments) August 10, 2011
Levitt on the SEC Budget August 8, 2011
Soros and the Regulators July 26, 2011
SEC Revolving Door (1 comment) July 13, 2011
Jonathan Macey on the SEC July 10, 2011
Berkowitz and St. Joe (1 comment) July 5, 2011
New Yorker on Galleon June 20, 2011
Insider Trading Victims (3 comments) May 17, 2011
The Galleon Verdict (2 comments) May 12, 2011
U.S. Sues MortgageIt, Deutsche Bank (1 comment) May 3, 2011
USA Today on Government Pay (2 comments) May 3, 2011
The Dodd-Frank Paper Trail (1 comment) May 2, 2011
Brandeis Versus Goldman Sachs April 24, 2011
Review: Fatal Risk: A Cautionary Tale of AIG's Corporate Suicide (2 comments)
by Roddy Boyd
April 21, 2011
When Buffett Pulled a Sokol April 2, 2011
Sokol, Buffett, and the SEC (1 comment) March 31, 2011
More on Wachtell and the SEC (1 comment) March 18, 2011
Wachtell, the SEC, and Management March 15, 2011
Wiretapping Rajaratnam March 9, 2011
Karabell on Galleon and Gupta (1 comment) March 3, 2011
JP Morgan's Stephen Cutler (2 comments) February 17, 2011
The SEC and GE February 10, 2011
Legal Revolving Door February 9, 2011
Wall Street Backs Higher SEC Budget (1 comment) February 7, 2011
Banking Bonus Deferrals (1 comment) February 5, 2011
SEC Budget February 3, 2011
No Americans Need Apply January 25, 2011
Goldman and Facebook January 19, 2011
Goldman, Facebook, SEC (2 comments) January 17, 2011
The Shorts and St. Joe January 11, 2011
Gelinas on the SEC and Facebook January 7, 2011
Why Facebook Is Private (1 comment) January 4, 2011
Rattner, Cuomo Settle December 30, 2010
Verizon iPhone (2 comments) December 28, 2010
Office Pool 2011 (2 comments) December 20, 2010
More on Insider Trading December 17, 2010
Reconsidering Rattner December 10, 2010
Insider Trading YouTube December 7, 2010
Insider Trading Explained (2 comments) December 6, 2010
SEC Revolving Door December 2, 2010
Rattner's Returns November 30, 2010
Insider Information Raids (1 comment) November 24, 2010
The SEC and Warren Buffett November 9, 2010
Nadler's View (2 comments) November 4, 2010
SEC Looks at Barney Frank's Plane Provider October 29, 2010
Review: You Know I'm Right: More Prosperity, Less Government
by Michelle Caruso-Cabrera
October 24, 2010
Who Is S. Donald Sussman? (1 comment) October 19, 2010
Steven Rattner's Horse Farm (1 comment) August 31, 2010
Citigroup and the SEC (2 comments) August 17, 2010
Review: Confidence Game: How a Hedge Fund Manager Called Wall Street's Bluff (2 comments)
by Christine S. Richard
August 9, 2010
Sorkin on SEC-Citi Settlement August 3, 2010
GE Settles Saddam Case (1 comment) July 28, 2010
Dell, Intel, Exclusivity Payments, and Robinson-Patman (2 comments) July 23, 2010
Obama as Praying Mantis (1 comment) July 20, 2010
Levin Twists the Facts (1 comment) July 16, 2010
Goldman Settles (1 comment) July 15, 2010
Regulatory Revolving Door July 14, 2010
ENI's Moral Balancing July 9, 2010
Obama in Racine, Wisconsin July 5, 2010
Free Enterprise Fund v. PCAOB (2 comments) June 28, 2010
AAA Rembrandt June 21, 2010
Obama's Oil Spill Speech June 16, 2010
BP, the SEC, and the Press June 14, 2010
Steven Rattner on Income Inequality (2 comments) June 9, 2010
Michael Lewis on the Buffett Oath June 9, 2010
Buffett and the Ratings Cartel June 2, 2010
Steven Rattner and the SEC June 1, 2010
Samberg's Mystery 'Friend' May 28, 2010
Arthur Samberg and Glenn Beck (1 comment) May 27, 2010
Schumer and Samberg May 27, 2010
Porn-Watching Regulators (2 comments) May 25, 2010
Looks Like Goldman Will Settle May 19, 2010
Grassley Tries To Slow the Revolving Door (1 comment) May 12, 2010
How the SEC Operates May 6, 2010
Alice Schroeder on Warren Buffett May 5, 2010
Members of Congress Betting Against America May 4, 2010
Richard Epstein on Goldman Sachs May 4, 2010
Betting on Blankfein's Resignation April 30, 2010
Paulson and FICO Scores April 30, 2010
More on What Blankfein Should Have Said April 29, 2010
What Lloyd Blankfein Should Have Said (4 comments) April 28, 2010
Edward Jay Epstein on Goldman Sachs and the SEC (1 comment) April 28, 2010
Tony Blankley on 'Social Utility' (1 comment) April 28, 2010
Goldman Sachs Senate Hearing (1 comment) April 27, 2010
62 Members of Congress Seek Criminal Investigation of Goldman (1 comment) April 27, 2010
Goldman Sachs Before the Senate (2 comments) April 27, 2010
Clifford Asness on Keeping the Casino Open (1 comment) April 27, 2010
Goldman's Men in Washington (1 comment) April 27, 2010
Richard Epstein on Goldman and the SEC April 27, 2010
Fabrice Tourre's Emails April 25, 2010
Read It Here First April 25, 2010
Goldman Sachs and Walmart (2 comments) April 23, 2010
Buffett on Goldman and the SEC April 23, 2010
Why They Missed Madoff (1 comment) April 23, 2010
Obama's Financial 'Reform' Speech (3 comments) April 22, 2010
Levitt on the SEC and Goldman (1 comment) April 21, 2010
Paulson and the Long Shadow of Usury April 21, 2010
Schumer on Funding the SEC (1 comment) April 20, 2010
Andrew McCarthy on Goldman and Paulson April 20, 2010
IKB's Government Backstop April 20, 2010
More on John Paulson's Washington Activities (1 comment) April 20, 2010
John Paulson's Washington Money Trail April 20, 2010
Wait for the Faces of 'Victims' (4 comments) April 19, 2010
They Almost All Did It April 19, 2010
A Conflict for Khuzami? (1 comment) April 18, 2010
Goldman Sachs SEC Case April 18, 2010
Goldman and Magnetar (3 comments) April 16, 2010
More on Goldman and the SEC April 16, 2010
More on Goldman and the Fabulous Fab (1 comment) April 16, 2010
Goldman Sachs, John Paulson and the Fabulous Fabrice Tourre (1 comment) April 16, 2010
The Whisper Number (2 comments) April 16, 2010
Kerry Killinger on the Seizure of WaMu April 13, 2010
Trumka on Private Equity (1 comment) April 13, 2010
Government and Private Auto Regulation (1 comment) March 9, 2010
How Little They Learn March 5, 2010
The Wall Street Journal on Short-Selling February 26, 2010
Another Take on Paulson's On The Brink (1 comment) February 11, 2010
Read It Here First January 29, 2010
The SEC and Bank of America January 28, 2010
The SEC on Climate Change (2 comments) January 27, 2010
Levitt Rejects Obama's Ideas January 26, 2010
Buffett, Fraud, and the Press January 21, 2010
D.E. Shaw's Withdrawal Gate (1 comment) January 20, 2010
The Fed Versus Disclosure January 7, 2010
UTStarcom, Bribery, and China January 4, 2010
D.E. Shaw, the SEC, and Short-Selling December 30, 2009
FutureOfCapitalism.com on After The Fall December 15, 2009
The SEC's Risk Adviser (1 comment) November 24, 2009
Shielding the Senators November 1, 2009
'Billionaire' Rajaratnam and the DoJ October 21, 2009
More on 'Billionaire' Rajaratnam October 20, 2009
Billionaire Rajaratnam (1 comment) October 20, 2009
The WSJ and 'Whining' October 13, 2009
Broidy and Hevesi (2 comments) September 30, 2009
Ratings Agencies and Inside Information (1 comment) September 25, 2009
Hedge Funds for Everyone September 17, 2009
Obama's Financial Regulation Speech September 14, 2009
Arthur Levitt's Other Identification August 18, 2009
An 'Alternative Uptick Rule' From the SEC August 17, 2009
Measuring Results at the SEC August 11, 2009
The WSJ Defends Venture Capital August 7, 2009
The SEC's 'Flat' Funding August 6, 2009
GE and the SEC Postscript August 5, 2009
The SEC and Bank of America August 4, 2009
GE and the SEC August 4, 2009
American Spectator on Regulation July 29, 2009
SEC Speech Ban for Fund Managers July 23, 2009
No Congress Required July 2, 2009
A Call for Pay Caps June 25, 2009
Spitzer's Take June 18, 2009
Schlosstein on 'Unbridled Animal Spirit' June 5, 2009
About That Nonexistent S.E.C.... June 2, 2009
Clinton, Schumer, Samberg, and the SEC May 28, 2009